Risk and Compliance Manager

Job Description

Key Responsibilities

• Engaging in audit preparation and readiness activities, responding to audit requests
• Supporting partner bank pass-through regulatory examinations and due diligence requests
• Drafting policies and procedures, building out a centralized governance framework
• Evaluating the effectiveness of internal controls, suggesting enhancements and engaging in effective challenge
• Managing enterprise training content and ensuring timely completion
• Monitoring the regulatory landscape for developments that affect LeafLink, its subsidiaries and its partner banks
• Developing Board-level reporting of KRIs, KPIs and other metrics
• Conducting enterprise risk assessments and gap analyses

Requirements

• 3-5+ years of experience in a risk and compliance function in a high-growth environment
• Experience in drafting and maintaining libraries of policies and procedures
• Experience with regulatory exam management and audits
• Ability to identify relevant regulatory and industry changes and translate them into digestible, actionable pieces
• Experience in conducting gap analyses and risk assessments
• Knowledge of KPIs, KRIs and other reportable metrics
• CRCM certification a plus

Benefits & Perks

• Flexible PTO
• A robust stock option plan
• 5 Days of Volunteer Time Off (VTO)
• Competitive compensation and 401k
• Comprehensive health coverage (medical, dental, vision)
• Commuter Benefits through our Flexible Spending Account

Job Details